Engagement Options
Full-Service Planning
and Investment Management
Ongoing Advisory Relationship
$500k Asset Minimum
0.25-1% of Assets-Managed
What’s Included:
Everything included in Comprehensive Planning Engagement, plus:
- Life Planning: Aligning financial capital with goals/values
- Multi-Generational Family Engagement
- 2 Dedicated Advisory Review Meetings per year
- Quarterly check-in calls
- Year-end Tax Planning Meeting
- Coordination with outside advisors (Estate, CPA, Insurance, Investment Mgrs.)
- Anytime availability via phone, email, or in-person/virtual meetings
- Account Consolidation
- Custom designed, advisor-managed investment portfolios
- Advisor-Driven Planning and Investment implementation
- Proactive outreach on investment and planning developments
- Accountability Partner
Designed For Those:
- Desiring broad scope of on going planning and investment advice
- Seeking to hand off execution of planning recommendations and investment management
- Interested in Multi-generational family engagement
- Wanting coordination with outside advisors
- Seeking to align on their long-term goals and financial resources
- Desiring for ongoing, proactive advice and engagement
Process:
- 30-minute Introductory call
- Post-meting data inventory and collection
- Deep-Dive factfinding and goal discovery meeting
- 2-3 planning sessions
- Delivery of written recommendations and outline for execution
- Investment account opening/transfer under our management
- Ongoing assistance with execution and investment management
- Regular review and proactive outreach
Comprehensive Planning
Engagement
3-4 Planning Sessions
$3,000 – $10,000
What’s Included:
- Deep Dive Factfinding/Goal Discovery Meeting
- Long Term Cash Flow Projections with Scenario Analysis (what-ifs)
- Retirement Planning
- Retirement Income Distribution Education
- College Savings Planning
- Tax Planning
- Debt Strategy
- Risk Management Assessment and Strategy
- Estate Planning and Strategy
- Investment Portfolio Analysis and Recommendations
- Written Recommendations and Action Items
- Full access to Planning and Estate Portal
- Self-Execution of Planning and Investment Recommendations
- Up to 6 months ad-hoc follow up as needed
Designed For Those:
- Seeking to get clarity on their long-term life and financial goals
- Desiring a broad scope of planning and investment advice
- Comfortable executing recommendations and managing investments themselves
- Looking for planning and investment advice while maintaining existing advisor relationships
- Having no desire for ongoing, proactive advice
Process:
- 30-minute Introductory call
- Post-meeting data inventory and collection
- Deep-Dive factfinding and goal discovery meeting
- 2-3 additional planning sessions
- Delivery of written recommendations and outline for execution
- Post-meeting follow up for up to 6 months as needed
